• Resignation or Removal of Auditors

    • C4-2.2.3

      Category 4 investment firms must notify the CBB immediately if they intend to remove their auditors, with an explanation of their decision, or when their auditors resign. The licensee must appoint the replacement auditor as soon as practicable but no later than three months.

      Added: January 2022

    • C4-2.2.4

      In accordance Article 63 of the CBB Law, auditors of category 4 investment firms must inform the CBB in writing, if they resign or their appointment as auditor is terminated, within 30 calendar days, of the event occurring, setting out the reasons for the resignation or termination.

      Added: January 2022