• Appointment of Auditors

    • C4-2.2.1

      Category 4 investment firms must obtain prior written approval from the CBB before appointing or re-appointing their auditors.

      Added: January 2022

    • C4-2.2.2

      Where a licensee fails to appoint an external auditor within four months from the beginning of the financial year, Article 61 (b) of the CBB Law provides the CBB with the power to appoint the external auditor.

      Added: January 2022