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  • Assessment of Application

    • C4-1.3.15

      The CBB will review and assess the application for approved person status to ensure that it satisfies CBB’s ‘fit and proper’ requirements and respond within 15 business days from the date of receiving the application complete with all the required information and documents. The CBB reserves the right to refuse an application for approved person status if it does not satisfy the CBB’s requirements.

      Added: January 2022

    • C4-1.3.16

      Category 4 investment firms or the nominated approved persons may, within 30 calendar days of the notification, appeal against the CBB’s decision to refuse the application for approved person status. The CBB shall decide on the appeal and notify the licensee of its decision within 30 calendar days from submitting the appeal.

      Added: January 2022