• Evolution of Module

    • C4-A.2.1

      This Module was first issued in September 2021 as part of Volume 4 (Investment Business). Any material changes that have subsequently been made to this Module are annotated with the calendar quarter date in which the change was made: Chapter UG-3 provides further details on Rulebook maintenance and version control.

      Added: January 2022

    • C4-A.2.2

      A list of recent changes made to this Module is provided below:

      Module Ref. Change Date Description of Changes