A list of recent changes made to this Module is provided below:

Module Ref. Change Date Description of Changes
Appendix TC-1 01/2014 Added Chartered Financial Analyst as possible qualification for heads of other functions.
TC-B.1.4 07/2014 Clarified scope of application.
Appendix TC-1 10/2015 Added securities market regulation certification as other relevant certification for heads of other functions.
TC-2.3.3 04/2017 Amended Paragraph on exception to the grandfathering Rule.