OM-3.4.5

A licensee must nominate a relevant approved person with day-to-day responsibility for handling the relationship with the outsourcing provider and ensuring that relevant risks are addressed. This person must be notified to the CBB as part of the request for prior approval notification required under Section OM-3.3 above. Any subsequent replacement of such person must also be notified to the CBB.

Amended: October 2017
Amended: July 2011
Amended: January 2011
October 07