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Material Risk-Takers

The following table provides a non-exhaustive list of examples of key positions that should be considered as material risk-takers:

High-level category Suggested business lines
Heads of significant business lines and any individuals within their control who have a material impact of the bank's risk profile Fixed income
Foreign exchange
Commodities
Securitisation
Sales areas
Investment banking
Commercial banking
Equities
Structured finance
Lending
Trading areas

Banks should consider how the examples in the above table apply in relation to their own organisational structure.

Added: January 2014