LR-1.3.47
The following are examples of activities, which when taken in isolation, are unlikely to be regarded as an activity of the kind specified in Rule LR-1.3.40:
(a) Appointing professional advisers;
(b) Preparing a prospectus/business plan;
(c) Identifying potential sources of funding;
(d) Assisting investors/subscribers/borrowers to complete and submit application forms; or
(e) Receiving application forms for processing/checking and/or onward transmission.
Amended: October 2010
October 2007
October 2007