‹ Arranging Deals in Financial Instruments LR-1.3.41 › LR-1.3.40 Arranging deals in financial instruments means making arrangements with a view to another person, whether as principal or agent, buying, selling, or subscribing for, or underwriting deals in, financial instruments. October 2007 ‹ Arranging Deals in Financial Instruments LR-1.3.41 ›