LR-1.3.46

The following are examples of activities, which may be regarded as an activity as defined by Rule LR-1.3.45:

(a) A person may offer to tell a client when shares reach a certain value on the basis that when the price reaches that value it would be a good time to buy or sell them;
(b) Recommendation on the size or timing of transactions; and
(c) Advice on the suitability of the financial instrument, or on the characteristics or performance of the financial instrument or credit facility concerned.
Amended October 2010
October 2007