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CFP-1.2.2

Crowdfunding platform operators must maintain and operate effective internal rules to prevent conflicts of interest. Licensees must take appropriate steps to prevent, identify, and manage conflicts of interest between their shareholders, their managers or employees, or any natural or legal person linked to them by control and their clients, or between one client and another client. Licensees must disclose to their clients the general nature and sources of conflicts of interest and the steps taken to mitigate them.

Added: April 2022