Versions

 

BC-8.1.2

The scope of application of this Chapter BC-8 with regards to customer categories is as follows:

Section Subject Matter Customer Category
BC-8.3 Overarching Principles All categories.
BC-8.4 Customer Classification All categories.
BC-8.5 Marketing and Promotion All categories; BC-8.5.3 and BC-8.5.4 apply to retail customers only.
BC-8.6 Accepting Customers Retail customers only.
BC-8.7 Suitability Retail customers only.
BC-8.8 Disclosure of Information All categories; BC-8.8.5 to BC-8.8.12 apply to retail customers only.
BC-8.9 Dealing and Managing All categories; various Rules apply to retail customers only.
BC-8.10 Reporting to Customers All categories.
BC-8.11 Complaints All categories.
BC-8.12 Conflicts of Interest All categories.
BC-8.13 Appendix All categories; various Paragraphs apply to retail customers only.


Added: April 2008