BC-8.1.2
The scope of application of this Chapter BC-8 with regards to
Section | Subject Matter | Customer Category |
BC-8.3 | Overarching Principles | All categories. |
BC-8.4 | Customer Classification | All categories. |
BC-8.5 | Marketing and Promotion | All categories; BC-8.5.3 and BC-8.5.4 apply to retail customers only. |
BC-8.6 | Accepting Customers | Retail customers only. |
BC-8.7 | Suitability | Retail customers only. |
BC-8.8 | Disclosure of Information | All categories; BC-8.8.5 to BC-8.8.12 apply to retail customers only. |
BC-8.9 | Dealing and Managing | All categories; various Rules apply to retail customers only. |
BC-8.10 | Reporting to Customers | All categories. |
BC-8.11 | Complaints | All categories. |
BC-8.12 | Conflicts of Interest | All categories. |
BC-8.13 | Appendix | All categories; various Paragraphs apply to retail customers only. |
Added: April 2008