BC-2.11.1
As part of its responsibility for supervising the conduct of brokers and dealers in the foreign exchange and currency markets, the CBB may, at its discretion:
(a) Investigate any complains concerning the conduct of brokers and dealers;
(b) Investigate possible breaches of this Code by brokers and banks; and/or
(c) Take such further action as it considers appropriate, in the light of all the relevant facts.
Amended: January 2011
October 07
October 07