AU-A.2.2
A list of recent changes made to this Module is provided below:
Module Ref. | Change Date | Description of Changes |
AU-A.1.4 | 01/2013 | Updated legal basis. |
AU-1.1 | 01/2013 | References added to requirements under Resolution No.(16) for the year 2012. |
AU-4.4.4 | 01/2013 | Corrected cross reference to CBB Law. |
AU-5.2 | 07/2013 | Amended due date and collection process for annual license fee. |
AU-A.1.4 | 07/2015 | Legal basis updated to reflect Resolution No (43) of 2011 and Resolution No (23) of 2015. |
AU-4.2 | 07/2015 | Amended to be in line with Resolution No (23) of 2015 on Prior Approval Requirements for Approved Persons. |
AU-3 | 01/2016 | Amended to be in line with Resolution No (23) of 2015 on Prior Approval Requirements for Approved Persons. |
AU-4.2 | 01/2016 | Minor amendments to be aligned with other Volumes of the Rulebook. |
AU-4.5 | 07/2017 | Added new Section on Publication of the Decision to Grant, Cancel or Amend a License. |
AU-4.1.1 | 04/2018 | Amended Paragraph. |
AU-4.1.10 | 04/2018 | Amended Paragraph. |
AU-4.2.2 | 04/2018 | Amended Paragraph. |
AU-1.1.4 | 07/2019 | Amended Paragraph to reflect online submission of Form 1. |
AU-4.1.1 | 07/2019 | Amended Paragraph to remove references to hardcopy Form 1 submission to online submission. |
AU-4.1.13 | 10/2019 | Changed from Rule to Guidance. |
AU-4.1.14 | 10/2019 | Changed from Rule to Guidance. |
AU-4.1.15 | 10/2019 | Changed from Rule to Guidance. |
AU-4.5.1 | 10/2019 | Changed from Rule to Guidance. |
AU-4.2.8 | 01/2021 | Added a new Paragraph on compliance of approved persons with the fit and proper requirement. |