‹ AU-1.3.2 AU-2.1 Condition 1: Legal Status › AU-2 Licensing Conditions AU-2.1 Condition 1: Legal Status AU-2.1.1 AU-2.2 Condition 2: Mind and Management AU-2.2.1 AU-2.3 Condition 3: Controller AU-2.3.1 AU-2.3.2 AU-2.4 Condition 4: Approved Person AU-2.4.1 AU-2.4.2 AU-2.5 Condition 5: Financial Resources AU-2.5.1 AU-2.5.2 AU-2.6 Condition 6: Other Requirements Books and Records Provision of Information General Conduct License Fees Additional Conditions ‹ AU-1.3.2 AU-2.1 Condition 1: Legal Status ›