Versions

 

9. Amendments and Subsequent Events

9.1 Where any document is amended after submission, a like number of further copies must be submitted to the Agency for review, marked in the margin to indicate where the relevant items in the prospectus and offering documents have been met. Such copies must also be marked in the margin to indicate amendments made to conform with points raised by the Agency.
9.2 No material amendment to the final proof prospectus and other offering documents will be allowed without the consent of the Agency.
9.3 The offering document must not be issued until the Agency has confirmed to the issuer that it has no further comments thereon. However, circulation of a draft or preliminary prospectus, which is clearly marked as such, is permitted for the purposes of arranging underwriting.