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CRA-4.10.1

A licensee must comply with the following Rules of relating to a change of shareholding held by substantial shareholders, or a transfer of business or substantially all its assets or liabilities in the same manner set out in:

(a) Section MIR-5 (Substantial Shareholding in a Licensed Member);
(b) Section MIR-6 (Control of a Licensed Member); and
(c) Section MIR-7 (Business Transfer).
Amended: April 2023
Added: April 2019