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CRA-A.1.2

This Module must be read in conjunction with other parts of the Rulebook, mainly:

a) [This Subparagraph was deleted in 2023].
b) High-level Controls (corporate governance);
c) Market Intermediaries and Representatives;
d) Anti-Money Laundering and Combating Financial Crime;
e) Dispute Resolution, Arbitration and Disciplinary Proceedings;
f) International Cooperation and Exchange of Information;
g) Market Surveillance, Investigation & Enforcement;
h) Prohibition of Market Abuse and Manipulation; and
i) Training and Competency.
Amended: April 2023
Added: April 2019