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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
    • Part A
      • Introduction
      • Institutions
        • MAE — Markets and Exchanges
        • CSD — Clearing, Settlement and Depository
          • CSD-A Introduction
          • CSD-B Scope of Application
          • CSD-1 Establishment of Clearing House and Central Depository Facilities
          • CSD-2 Clearing House and Central Depository Function
          • CSD-3 Obligations of a Clearing House and Central Depository
          • CSD-4 Business Rules of a Licensed Clearing House and Licensed Central Depository
          • CSD-5 Administrative Provisions Applicable to Clearing House or Central Depository
            • CSD-5.1 Control of Substantial Shareholding in Licensed Clearing Houses or Licensed Central Depositories
            • CSD-5.2 Application and Criteria for Approval to Acquire Substantial Shareholding
            • CSD-5.3 Authorisation of Approved Persons
              • Prior Approval Requirements and Process
              • Fit and Proper Requirements
                • CSD-5.3.8
                • CSD-5.3.8A
                • CSD-5.3.8B
                • CSD-5.3.8C
                • CSD-5.3.8D
                • CSD-5.3.9
                • CSD-5.3.10
                • CSD-5.3.11
                • CSD-5.3.12
                • CSD-5.3.13
              • Assessment of Application
              • Appeal Process
              • Notification Requirements and Process
              • Amendment of Authorisation
              • Cancellation of Authorisation and Power of CBB to Remove Approved Person
              • Criteria to Determine Failure to Discharge Duties or Functions by Approved Persons
            • CSD-5.4 Listing of Licensed Clearing House and Licensed Central Depository on Securities Market
          • CSD-6: Powers of CBB
        • MIR Market Intermediaries and Representatives License
        • CRA Crypto-Asset
        • SIO Stablecoin Issuance & Offering
      • Market Standards
      • Ongoing Obligations
      • High Level Standards
      • Dispute Resolution and Investor Protection
      • International Co-operation
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archive
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 6—Capital Markets
  2. Part A
  3. Institutions
  4. CSD — Clearing, Settlement and Depository
  5. CSD-5 Administrative Provisions Applicable to Clearing House or Central Depository
  6. CSD-5.3 Authorisation of Approved Persons
  7. Fit and Proper Requirements
  8. CSD-5.3.12
  Versions

 
  • Apr 01 2013 - Mar 31 2016
  • Apr 01 2016
‹ CSD-5.3.11 CSD-5.3.13 ›

CSD-5.3.12

[This Paragraph was deleted in April 2016.]

Deleted: April 2016
Amended: April 2013
‹ CSD-5.3.11 CSD-5.3.13 ›

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