MIR-9.1.2

Without prejudice to paragraph MIR-9.1.1, the actions with the CBB may direct a licensed member to take include:

(a) Terminating or suspending any function, or services related to the regulated activities undertaken by any member;
(b) Ordering the liquidation of all positions or part thereof, or the reduction of such positions related to such member;
(c) Set margin levels for transactions traded, cleared, or settled, or to be traded, cleared, or settled by or through such member to cater for the emergency;
(d) Altering conditions of delivery of transaction cleared or settled, or to be cleared or settled through or by that member;
(e) Fixing the settlement price at which transactions undertaken by such member are to be liquidated;
(f) Requiring margins or additional margins for transactions traded, cleared, or settled, or to be traded, cleared, or settled through or by such member;
(g) Modifying or suspending any transaction made by or through such member;
(h) Requiring any member to act in a specified manner in relation to trading, clearing, settlement and depository in securities or futures contracts, or any class of securities or futures contracts.
Amended: April 2013
Adopted January 2010