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MIR-4.12.1

Subject to rule MIR-4.12.2, a member and its officers, employees and representatives shall maintain, and aid in maintaining, the confidentiality of all clients or investors information that:

(a) Comes to the knowledge of the member, or any of its officers, employees or representatives; and
(b) Is in possession of the member, or any of its officers, employees or representatives.
Adopted January 2010