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CSD-5.1.2

In rule CSD-5.1.1 "substantial shareholder" means a person who alone or together with his associates:

(a) Holds not less than 5% of the equity shares in the licensed clearing house or licensed central depository; or
(b) Is in a position to control not less than 5% of the votes in the licensed clearing house or licensed central depository.
Amended: April 2016