CSD-5 Administrative Provisions Applicable to Clearing House or Central Depository
- CSD-5.1 Control of Substantial Shareholding in Licensed Clearing Houses or Licensed Central Depositories
- CSD-5.2 Application and Criteria for Approval to Acquire Substantial Shareholding
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CSD-5.3 Authorisation of Approved Persons
- Prior Approval Requirements and Process
- Fit and Proper Requirements
- Assessment of Application
- Appeal Process
- Notification Requirements and Process
- Amendment of Authorisation
- Cancellation of Authorisation and Power of CBB to Remove Approved Person
- Criteria to Determine Failure to Discharge Duties or Functions by Approved Persons
- CSD-5.4 Listing of Licensed Clearing House and Licensed Central Depository on Securities Market