MAE-4.1.1
No
(a) Any securities, contracts, instruments or transactions;
(b) Any right, option or derivative in respect of any debentures, stocks or shares;
(c) Any right under a contract for differences or under any other contract the purpose or purported purpose of which is to secure a profit or avoid a loss by reference to fluctuations in:
(i) The value or price of any debentures, stocks or shares;
(ii) The value or price of any group of debentures, stocks or shares; or
(iii) An index of any debentures, stocks, or shares.
Amended: April 2013