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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
    • Part A
      • Introduction
        • UG — User's Guide
          • UG-A Introduction
          • UG-1 Rulebook Status and Application
            • UG-1.1 Legal Basis
              • General
                • UG-1.1.1
                • UG-1.1.2
                • UG-1.1.3
              • CBB's Rulemaking Instruments
            • UG-1.2 Status of Provisions
            • UG-1.3 Application
            • UG-1.4 Effective Date
          • UG-2 Rulebook Structure and Format
          • UG-3 Rulebook Maintenance and Access
          • ANNEX CBB Rulebook Order Form [This form was deleted in April 2013]
        • ES — Executive Summary
      • Institutions
      • Market Standards
      • Ongoing Obligations
      • High Level Standards
      • Dispute Resolution and Investor Protection
      • International Co-operation
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archive
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 6—Capital Markets
  2. Part A
  3. Introduction
  4. UG — User's Guide
  5. UG-1 Rulebook Status and Application
  6. UG-1.1 Legal Basis
  7. General
  8. UG-1.1.3
  Versions

 
  • Jun 01 2007 - Mar 31 2013
  • Apr 01 2013
‹ UG-1.1.2 CBB's Rulemaking Instruments ›

UG-1.1.3

CBB licensees that are members of a Self Regulatory Organisation (SRO) such as licensed exchanges and licensed clearing houses are reminded that they are also subject to the membership and operating rules of such SRO. These rules are additional to the requirements contained in the CBB Rulebook.

Amended: April 2013
‹ UG-1.1.2 CBB's Rulemaking Instruments ›

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