AU Ancillary Service Providers Authorisation Module
- AU-A Introduction
- AU-B Scope of Application
- AU-1 Authorisation Requirements
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AU-2 Licensing Conditions
- AU-2.1 Condition 1: Legal Status
- AU-2.2 Condition 2: Mind and Management
- AU-2.3 Condition 3: Controllers
- AU-2.4 Condition 4: Board and Employees
- AU-2.5 Condition 5: Financial Resources
- AU-2.6 Condition 6: Systems and Controls
- AU-2.7 Condition 7: External Auditor
- AU-2.8 Condition 8: Other Requirements
- AU-3 Approved Persons
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AU-4 Information Requirements and Processes
- AU-4.1 Licensing
- AU-4.2 Variations to a License
- AU-4.3 [This section was moved to AU-3.2 in October 2017]
- AU-4.4 Cancellation of Authorisation
- AU-4.5 Publication of the Decision to Grant, Cancel or Amend a License
- AU-4.6 Additional Requirements for Licensing of Crowdfunding Platform Operator
- AU-4.7 Additional Requirements for Payment Service Providers, PISPs and AISPs
- AU-5 License Fees