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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
  • Central Bank of Bahrain Volume 5—Specialised Licensees
    • Common Modules (Applicable to all Specialised Licensees)
    • Specific Modules (By Type of Licensee)
      • Type 1: Money Changers Licensees
      • Type 2: Representative Office Licensees
        • Part A
          • High Level Standards
            • AU Representative Offices Authorisation Module
              • AU-A Introduction
              • AU-B Scope of Application
              • AU-1 Authorisation Requirements
              • AU-2 Licensing Conditions
              • AU-3 Approved Persons Conditions
              • AU-4 Information Requirements and Processes
                • AU-4.1 Licensing
                • AU-4.2 Approved Person
                  • Prior Approval Requirements and Process
                  • Assessment of Application
                    • AU-4.2.3A
                    • AU-4.2.3B
                    • AU-4.2.3C
                    • AU-4.2.4
                  • Appeal Process
                  • Notification Requirements and Process
                • AU-4.3 Amendment of Authorisation
                • AU-4.4 Cancellation of Authorisation
                • AU-4.5 Publication of the Decision to Grant, Cancel or Amend a License
              • AU-5 License Fees
            • GR Representative Offices General Requirements Module
      • Type 3: Financing Companies
      • Type 4: Administrators
      • Type 5: Trust Service Providers
      • Type 6: Microfinance Institutions
      • Type 7: Ancillary Service Providers
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archive
  • Central Bank of Bahrain Volume 6—Capital Markets
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 5—Specialised Licensees
  2. Specific Modules (By Type of Licensee)
  3. Type 2: Representative Office Licensees
  4. Part A
  5. High Level Standards
  6. AU Representative Offices Authorisation Module
  7. AU-4 Information Requirements and Processes
  8. AU-4.2 Approved Person
  9. Assessment of Application
  10. AU-4.2.3A
  Versions

 
  • Jul 01 2015 - Dec 31 2015
  • Jan 01 2016
‹ Assessment of Application AU-4.2.3B ›

AU-4.2.3A

Past version: Effective from 01 Jul 2015 to 31 Dec 2015
To view other versions open the versions tab on the right

The CBB shall review and assess the application for approved person status to ensure that it satisfies all the conditions required in Paragraph AU-3.2.1.

Added: July 2015
‹ Assessment of Application AU-4.2.3B ›

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