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AU-4.2.1

Past version: Effective from 01 Jul 2015 to 31 Dec 2015
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Licensees must obtain the CBB's prior written approval before a person is formally appointed to a controlled function. The request for CBB approval must be made by submitting to the CBB a duly completed Form 3 (Application for Approved Person status) after verifying that all the information contained in the Form 3, including previous experience, is accurate. Form 3 is available under Volume 5 Part B Authorisation Forms of the CBB Rulebook.

Amended: July 2015
January 2014