AU-4.2.1

Past version: Effective from 01 Jan 2014 to 30 Jun 2015
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Licensees must obtain the CBB's prior approval before a person is formally appointed to a controlled function. The request for CBB approval must be made by submitting to the CBB a duly completed Form 3 (Application for Approved Person status) after verifying that all the information contained in the Form 3, including previous experience, is accurate.

January 2014