AU-A.2.2
Past version: Effective from 01 Oct 2019 to 30 Sep 2020
To view other versions open the versions tab on the right
A list of recent changes made to this Module is provided below:
| Module Ref. | Change Date | Description of Changes |
| AU-5.2 | 07/2013 | Amended due date and collection process for annual license fee. |
| AU-2.8.1 | 01/2014 | Corrected reference to proper accounting standards. |
| AU-5.2.7B and AU-5.2.7C | 01/2014 | Added requirements for payment of annual fees for SPVs. |
| AU-1.2.2 | 04/2014 | Updated controlled functions. |
| AU-A.1.5 | 07/2015 | Legal basis updated to reflect Resolution No (23) of 2015. |
| AU-3.2.1 | 07/2015 | Added cross reference to Module TC. |
| AU-4.3 | 07/2015 | Amended to be in line with Resolution No (23) of 2015 on Prior Approval Requirements for Approved Persons. |
| AU-1.2 | 01/2016 | Clarified general requirements for Approved Persons. |
| AU-3 | 01/2016 | Amended to be in line with Resolution No (23) of 2015 on Prior Approval Requirements for Approved Persons. |
| AU-4.3 | 01/2016 | Minor amendments to be aligned with other Volumes of the Rulebook. |
| AU-4.6 | 07/2017 | Added new Section on Publication of the Decision to Grant, Cancel or Amend a License. |
| AU-1.1.9 | 07/2019 | Amended Paragraph to reflect online submission of Form 1. |
| AU-4.1.22 | 10/2019 | Changed from Rule to Guidance. |
| AU-4.1.24 | 10/2019 | Changed from Rule to Guidance. |
| AU-4.6.1 | 10/2019 | Changed from Rule to Guidance. |