AU-A.2.2

Past version: Effective from 01 Jan 2016 to 30 Jun 2017
To view other versions open the versions tab on the right

A list of recent changes made to this Module is provided below:

Module Ref. Change Date Description of Changes
AU-5.2 07/2013 Amended due date and collection process for annual license fee.
AU-2.8.1 01/2014 Corrected reference to proper accounting standards.
AU-5.2.7B and AU-5.2.7C 01/2014 Added requirements for payment of annual fees for SPVs.
AU-1.2.2 04/2014 Updated controlled functions.
AU-A.1.5 07/2015 Legal basis updated to reflect Resolution No (23) of 2015.
AU-3.2.1 07/2015 Added cross reference to Module TC.
AU-4.3 07/2015 Amended to be in line with Resolution No (23) of 2015 on Prior Approval Requirements for Approved Persons.
AU-1.2 01/2016 Clarified general requirements for Approved Persons.
AU-3 01/2016 Amended to be in line with Resolution No (23) of 2015 on Prior Approval Requirements for Approved Persons.
AU-4.3 01/2016 Minor amendments to be aligned with other Volumes of the Rulebook.