‹ EN-B.1.3 EN-B.2 The CBB's Approach › EN-B.1.4 Section EN-5 dealing with financial penalties is applicable to investment firm licensees as well as to persons referred to in paragraph (b) of Article (68 bis 1) of the CBB Law. Added: April 2016 ‹ EN-B.1.3 EN-B.2 The CBB's Approach ›