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CA-1.2.9A

Investment firm licensees must submit to the CBB, within 30 calendar days of the event occurring, a plan demonstrating how it will:

(a) Raise its regulatory capital to bring it to a level in excess of its regulatory capital requirement (refer to Paragraph CA-1.2.1); or
(b) Reduce the single contingency, financial commitment or large exposure to below 25% of the regulatory capital.
Amended: October 2012
Added: April 2011