Archived Part A
- HC High Level Controls [deleted]
- GR General Requirements
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HC High-Level Controls Module
- HC-A Introduction
- HC-B Scope of Application
- HC-1 The Board
- HC-2 Approved Persons Loyalty
- HC-3 Audit Committee and Financial Statements Certification
- HC-4 Appointment, Training and Evaluation of the Board
- HC-5 Remuneration of Approved Persons
- HC-6 Management Structure
- HC-7 Communication between Board and Shareholders
- HC-8 Corporate Governance Disclosure
- HC-9 Islamic Investment Firm Licensees
- HC-10 Category 3 Investment Firm Licensees
- Appendix A Audit Committee
- Appendix B Corporate Governance Disclosure to Shareholders
- TC Training and Competency