‹ GR-9.1.3 GR-9.1.5 › GR-9.1.4 An investment firm licensee must assess its insurance needs with respect to professional indemnity to ensure its adequacy to the level of business undertaken, notwithstanding the minimum limit of indemnity. Adopted: October 2009 ‹ GR-9.1.3 GR-9.1.5 ›