Skip to main content
Central Bank of Bahrain
menu
  • Home
  • Currency Museum
  • Rulebook
  • Contact
العربية Consumer Protection 17547789
Search
Skip to Navigation
Central Bank of Bahrain
  • About
    • About CBB
    • Board of Directors
    • Management
    • Fact Sheet
  • Media
    • Publications & Data
    • Media Center
    • Media Gallery
    • Media Kit
    • Events
  • Regulation
    • Laws & Regulations
    • Consultations
    • Licensing & Registration
    • Licensing Directory
    • Collective Investment Undertaking
    • Insurance
    • FinTech & Innovation
    • Compliance
    • Capital Markets
    • Financial Stability
  • Operations
    • Banking
    • Currency Issue
    • Payment & Settlement
    • Facilities & Interest Rates
    • Exchange Rates
    • Monetary Policy
    • Reserve Management Policy
    • Government Securities
    • IBAN Info
    • Official Holidays
    • Currency Museum
  • Consumers
    • Consumer Information
    • Deposit & URIA Protection Scheme
    • Making a Complaint
  • E-Services
    • Online Forms
    • API

Main navigation

  • Home
  • Laws
  • CBB Rulebook
  • CBB Capital Markets Regulations
  • BHB Material
  • View Recent Changes
  • Help
  • Search

CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
    • Part A
      • Introduction
      • High Level Standards
      • Business Standards
        • CA Capital Adequacy
        • BC Business Conduct
          • BC-A Introduction
          • BC-B Scope of Application
          • BC-C Provision of Financial Services on a Non-discriminatory Basis
          • BC-1 Base Requirements
          • BC-2 The Investment Business Code of Practice
            • BC-2.1 Overarching Principles
            • BC-2.2 Client Classification
            • BC-2.3 Marketing and Promotion
            • BC-2.4 Accepting Clients
            • BC-2.5 Suitability
            • BC-2.6 Disclosure of Information
            • BC-2.7 Dealing and Managing
            • BC-2.8 Reporting to Clients
            • BC-2.9 [This section was deleted in October 2011]
              • BC-2.9.1
              • BC-2.9.2
              • BC-2.9.3
              • [Deleted]
            • BC-2.10 Conflicts of Interest
            • BC-2.11 Confidentiality
            • BC-2.12 Appendix
            • BC-2.13 Brokerage Fees
          • BC-3 Customer Complaints Procedures
        • CL Client Assets
        • RM Risk Management
        • FC Financial Crime
        • TC Training and Competency
        • GS Group Supervision
        • DA Digital Financial Advice
        • Category 4 Investment Firms
      • Reporting Requirements
      • Enforcement & Redress
      • Sector Guides
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archived Part A
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
Entire section Custom print Link Text Only Rich Text Print

Location:

Breadcrumb

  1. Central Bank of Bahrain Volume 4—Investment Business
  2. Part A
  3. Business Standards
  4. BC Business Conduct
  5. BC-2 The Investment Business Code of Practice
  6. BC-2.9 [This section was deleted in October 2011]
  7. BC-2.9.2
  Versions

 
  • Jun 30 2007
  • Jul 01 2007 - Jun 30 2010
  • Jul 01 2010 - Sep 30 2011
  • Oct 01 2011
‹ BC-2.9.1 BC-2.9.3 ›

BC-2.9.2

[This paragraph was deleted in October 2011]

Deleted: October 2011
Amended: July 2010
Amended: January 2007
‹ BC-2.9.1 BC-2.9.3 ›

CENTRAL BANK OF BAHRAIN

King Faisal Highway
Diplomatic Area
Block 317, Road 1702, Building 96
Manama
Kingdom of Bahrain

QUICK LINKS

  • Contact Us
  • General Enquiry
  • Complaints
  • Careers
  • Conditions of Use
  • Copyright
  • Disclaimer
  • Privacy Policy

FOLLOW US

CENTRAL BANK OF BAHRAIN © 2025