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BC-2.7.12

Investment firm licensees may only aggregate an order for a client with an order for other clients, or with an order for its own account, where:

(a) It is unlikely that the aggregation will disadvantage the clients whose orders have been aggregated; and
(b) It has disclosed to each client concerned in writing that it may aggregate orders, where these work to the client's advantage.
Amended: January 2007