BC-2.7.5
In determining whether an
(a) Executed orders promptly and sequentially;
(b) Discounted any fees and charges previously disclosed to the client ;
(c) Disclosed the price at which an order is executed; and
(d) Taken into account the available range of price sources for the execution of its clients' transactions. In the case where the investment firm licensee has access to prices of different regulated financial markets or alternative trading systems, it must execute the transaction at the best overall price available having considered other relevant factors.
Amended: January 2007