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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
    • Part A
      • Introduction
      • High Level Standards
        • AU Authorisation
        • PB Principles of Business
        • HC High-Level Controls
        • AA Auditors and Accounting Standards
        • GR General Requirements
          • GR-A Introduction
          • GR-B Scope of Application
          • GR-1 Books and Records
            • GR-1.1 General Requirements
              • GR-1.1.1
              • GR-1.1.2
              • GR-1.1.3
              • GR-1.1.4
              • GR-1.1.5
              • Location of Books and Records
            • GR-1.2 Transaction Records
            • GR-1.3 Other Records
          • GR-2 Corporate and Trade Names
          • GR-3 Dividends
          • GR-4 Business Transfers
          • GR-5 Controllers
          • GR-6 Close Links
          • GR-7 Cessation of Business
          • GR-8 Appointed Representatives [This Chapter was deleted in October 2013]
          • GR-9 Professional Indemnity Coverage
          • GR-10 [This Chapter deleted 07/2007.]
          • GR-10 Branches, Subsidiaries and Representative Offices
      • Business Standards
      • Reporting Requirements
      • Enforcement & Redress
      • Sector Guides
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archived Part A
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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  1. Central Bank of Bahrain Volume 4—Investment Business
  2. Part A
  3. High Level Standards
  4. GR General Requirements
  5. GR-1 Books and Records
  6. GR-1.1 General Requirements
  7. GR-1.1.1
  Versions

 
  • Jun 30 2007
  • Jul 01 2007 - Jun 30 2010
  • Jul 01 2010
‹ GR-1.1 General Requirements GR-1.1.2 ›

GR-1.1.1

In accordance with Articles 59 of the CBB Law, all investment firm licensees must maintain books and records (whether in electronic or hard copy form) sufficient to produce financial statements and show a complete record of the business undertaken by a licensee. These records must be retained for at least ten years according to Article 60 of the CBB Law.

Amended: July 2010
Amended: July 2007
‹ GR-1.1 General Requirements GR-1.1.2 ›

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