GR-A.2.3
This Module supersedes the following provisions contained in circulars or other regulatory instruments:
| Circular Ref. | Module Ref. | Subject |
| BS/07/2004 | GR-1 | Record-keeping requirements |
| BC/8/2000 | GR-5 | Controllers of, and holdings and transfers of significant ownership or controlling interests in Agency licensees |
| Standard Conditions & Licensing Criteria for Licensing for Investment Advisor/Broker | GR-1, GR-9, GR-10 | Books and Records; Professional Indemnity Insurance |
| Standard Conditions & Licensing Criteria for Licensing Investment Advisor/Consultants | GR-1, GR-9, GR-10 | Books and Records; Professional Indemnity Insurance; License Fees. |
| Standard Conditions & Licensing Criteria for Licensing Stockbroking Company | GR-1, GR-9, GR-10 | Books and Records; Professional Indemnity Insurance; License Fees. |
| Standard Conditions & Standard Criteria for Licensing Broking Company | GR-1, GR-9, GR-10 | Books and Records; Professional Indemnity Insurance; License Fees. |