‹ PB-1.4 Principle 4 — Confidentiality PB-1.5 Principle 5 — Market Conduct › PB-1.4.1 Investment firm licensees and approved persons must observe in full any obligations of confidentiality, including with respect to client information. This requirement does not over-ride lawful disclosures. ‹ PB-1.4 Principle 4 — Confidentiality PB-1.5 Principle 5 — Market Conduct ›