‹ ES-2.1 30 April 2006 ES-2.1.2 › ES-2.1.1 Investment firm licensees issued a license after 30 April 2006 must comply with the requirements contained in the first phase release of Volume 4 (Investment Business) from the date of issue of their license. Amended: January 2007 ‹ ES-2.1 30 April 2006 ES-2.1.2 ›