‹ SIO-3 Licensing Conditions SIO-3.1.1 › SIO-3.1 Licensing Conditions SIO-3.1.1 Condition: 1: Legal form Condition 2: Substantial shareholder Condition 3: Mind and Management Condition 4: Adequate financial resources Condition 5: Systems and Controls Condition 6: Auditors Condition 7: Books and records Condition 8: Conduct SIO-3.1.2 SIO-3.1.3 ‹ SIO-3 Licensing Conditions SIO-3.1.1 ›