CRA-1.7.8E
In determining where there may be a conflict of interest arising, factors that may be considered will include whether:
(a) A person has breached any fiduciary obligations to the licensee or terms of employment;
(b) A person has undertaken actions that would be difficult to defend, when looked at objectively, as being in the interest of the licensee and its clients; and
(c) A person has failed to declare a personal interest that has a material impact in terms of the person’s relationship with the licensee.
Added: April 2023