LR-1.3.44
Past version: Effective from 01 Apr 2008 to 30 Sep 2010
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The following are examples of activities, when taken in isolation, are unlikely to be regarded as an activity of the kind specified in Rule LR-1.3.37:
(a) appointing professional advisers;
(b) preparing a prospectus/business plan;
(c) identifying potential sources of funding;
(d) assisting investors/subscribers/borrowers to complete and submit application forms; or
(e) receiving application forms for processing/checking and/or onward transmission.
October 2007