BC-9.12.10
Past version: Effective from 01 Apr 2008 to 31 Dec 2010
To view other versions open the versions tab on the right
An
(a) Any financial interest or material interest that the investment analyst or a close relative has, which relates to the financial instrument ;
(b) Any shareholding by the Islamic bank licensee or its associate of 1% or more of the total issued share capital of the issuer;
(c) Whether the Islamic bank licensee or its associate acts as corporate broker for the issuer;
(d) Any material shareholding by the issuer in the Islamic bank licensee ;
(e) Any corporate finance business undertaken by the Islamic bank licensee with or for the issuer over the past 12 months, and any future relevant corporate finance business initiatives; and
(f) Whether the Islamic bank licensee is a market maker in the financial instrument .
Added: April 08