BC-9.1.2
Past version: Effective from 01 Apr 2008 to 30 Jun 2015
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The scope of application of this Chapter BC-9 with regards to
| Section | Subject Matter | Customer Category |
| BC-9.3 | Overarching Principles | All categories. |
| BC-9.4 | Customer Classification | All categories. |
| BC-9.5 | Marketing and Promotion | All categories; BC-9.5.3 and BC-9.5.4 apply to retail customers only. |
| BC-9.6 | Accepting Customers | Retail customers only. |
| BC-9.7 | Suitability | Retail customers only. |
| BC-9.8 | Disclosure of Information | All categories; BC-9.8.5 to BC-9.8.12 apply to retail customers only. |
| BC-9.9 | Dealing and Managing | All categories; various Rules apply to retail customers only. |
| BC-9.10 | Reporting to Customers | All categories. |
| BC-9.11 | Complaints | All categories. |
| BC-9.12 | Conflicts of Interest | All categories. |
| BC-9.13 | Appendix | All categories; various Paragraphs apply to retail customers only. |
Added: April 08