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CBB Rulebook: Contents

  • Common Volume
  • Central Bank of Bahrain Volume 1—Conventional Banks
  • Central Bank of Bahrain Volume 2—Islamic Banks
    • Part A
      • Introduction
      • High Level Standards
      • Business Standards
        • BC Business and Market Conduct
        • CA Capital Adequacy
        • RM Risk Management
        • CM Credit Risk Management (Effective June 2022)
        • OM Operational Risk Management
        • LM Liquidity Risk Management
        • FC Financial Crime
          • FC-A Introduction
          • FC-B Scope of Application
          • FC-C Risk Based Approach
          • FC-1 Customer Due Diligence Requirements
          • FC-2 AML / CFT Systems and Controls
          • FC-3 Money Transfers and Alternative Remittances
          • FC-4 Money Laundering Reporting Officer (MLRO)
            • FC-4.1 Appointment of MLRO
            • FC-4.2 Responsibilities of the MLRO
            • FC-4.3 Compliance Monitoring
              • Annual Compliance Review
                • FC-4.3.1
                • FC-4.3.1A
                • FC-4.3.1B
                • FC-4.3.2
                • FC-4.3.2A
                • FC-4.3.2B
                • FC-4.3.2C
                • FC-4.3.2D
                • FC-4.3.2E
                • FC-4.3.3
                • FC-4.3.4
                • FC-4.3.5
                • FC-4.3.6
          • FC-5 Suspicious Transaction Reporting
          • FC-6 Staff Training and Recruitment
          • FC-7 Record Keeping
          • FC-8 NCCT Measures and Terrorist Financing
          • FC-9 Enforcement Measures
          • FC-10 AML / CFT Guidance and Best Practice
        • TC Training and Competency
        • ICCAP Internal Capital Adequacy Assessment Process
        • ST Stress Testing
        • DS Domestic Systemically Important Banks
        • RR Reputational Risk Management
        • DA Digital Financial Advice
      • Reporting Requirements
      • Enforcement & Redress
    • Part B
    • Quarterly Updates
    • Ad-hoc Communications
    • Archived Part A
    • Archived Part B
  • Central Bank of Bahrain Volume 3—Insurance
  • Central Bank of Bahrain Volume 4—Investment Business
  • Central Bank of Bahrain Volume 5—Specialised Licensees
  • Central Bank of Bahrain Volume 6—Capital Markets
  • Central Bank of Bahrain Volume 7—Collective Investment Undertakings
  • Bahrain Bourse (BHB) Material
  • Central Bank of Bahrain and Financial Institutions Law 2006
  • Bahrain Anti Money Laundering Law 2001
  • Regulation Governing Collective Investment Schemes June 2003
  • Bahrain Stock Exchange Law 1987
  • Bahrain Financial Trust Law 2006
  • Bahrain Insurance Law 1987
  • Bahrain Monetary Agency Law 1973
  • Commercial Companies Law 2001
  • CBB Disclosure Standards
  • CBB Debt Securities Guidelines
  • Ministerial Order — Money Laundering
  • CBB Resolution on Dissemination of Listed Companies' Financial Statements and Board of Directors' Meetings
  • CBB Regulations and Resolutions
  • The Corporate Governance Code of the Kingdom of Bahrain
  • Archive
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Breadcrumb

  1. Central Bank of Bahrain Volume 2—Islamic Banks
  2. Part A
  3. Business Standards
  4. FC Financial Crime
  5. FC-4 Money Laundering Reporting Officer (MLRO)
  6. FC-4.3 Compliance Monitoring
  7. Annual Compliance Review
  8. FC-4.3.6
  Versions

 
  • Oct 01 2007 - Dec 31 2010
  • Jan 01 2011 - Dec 31 2011
  • Jan 01 2012 - Dec 31 2021
  • Jan 01 2022
‹ FC-4.3.5 FC-5 Suspicious Transaction Reporting ›

FC-4.3.6

Past version: Effective from 01 Oct 2007 to 31 Dec 2010
To view other versions open the versions tab on the right

The external auditors may rely upon work performed by the licensee's internal audit function, as part of their procedures for producing the statement referred to in Paragraph FC-4.3.5.

October 07
‹ FC-4.3.5 FC-5 Suspicious Transaction Reporting ›

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