BR-5.1.7
Past version: Effective from 01 Jan 2014 to 31 Mar 2014
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All banks should notify the CBB of the following events, within 3 weeks of their occurrence:
(a) The appointment of a dealer or financial instrument trader, including promotion to Head of a Dealing function. The information provided should include details as set out under Section LR-1A.1; and
(b) The resignation, suspension, dismissal or departure from your institution for whatever reason of a dealer or financial instrument trader (including his/her transfer to other duties within your institution). The information provided should include details as set out under Section LR-1A.1.
Amended: January 2014
Amended: April 2011
October 2010
October 07
Amended: April 2011
October 2010
October 07