BC-8.12.10
Past version: Effective from 01 Apr 2008 to 31 Dec 2010
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A
(a) Any financial interest or material interest that the investment analyst or a close relative has, which relates to the financial instrument ;
(b) Any shareholding by the conventional bank licensee or its associate of 1% or more of the total issued share capital of the issuer;
(c) Whether the conventional bank licensee or its associate acts as corporate broker for the issuer;
(d) Any material shareholding by the issuer in the conventional bank licensee ;
(e) Any corporate finance business undertaken by the conventional bank licensee with or for the issuer over the past 12 months, and any future relevant corporate finance business initiatives; and
(f) Whether the conventional bank licensee is a market maker in the financial instrument .
Added: April 2008